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Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
271	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Carmen Crépin Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-31 16:56:05 Investment Industry Regulatory Organization of Canada Business Securities Self-regulatory organizations Financial regulation
272	Pamela J. Reeve, PhD Monday, 25 July 2011 To: Mr. Tyler Fleming, Director Stakeholder Relations and Communications Ombudsman for Banking Services and Investments 401 Bay Street, Suite 1505 Add to Reading List Source URL: www.obsi.ca Language: English - Date: 2013-05-22 17:13:32 Government officials Legal professions Financial Ombudsman Service Ombudsmen in Australia Ombudsman for Banking Services and Investments Sociology Ombudsman Electronic submission Investment Industry Regulatory Organization of Canada Dispute resolution Conflict Law
273	The HOT Study Phases I and II of IIROC’s Study of High Frequency Trading Activity on Canadian Equity Marketplaces Trading Review and Analysis – Analytics Group Investment Industry Regulatory Organization of Canada Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-12-12 13:50:05 Investment High-frequency trading Algorithmic trading Direct market access Trading strategy Dark liquidity Electronic trading platform Investment Industry Regulatory Organization of Canada Electronic trading Financial markets Financial economics Finance
274	DELEGATION OF REGISTRATION AUTHORITY BY THE SUPERINTENDENT OF SECURITIES OF NEWFOUNDLAND AND LABRADOR TO THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA ("IIROC") On October 1, 2007, in order to simplify the r Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-01-11 15:27:23 Securities Financial system Finance United States securities law Securities Act Newfoundland and Labrador Canadian Investment Manager Financial economics Financial regulation Investment Industry Regulatory Organization of Canada
275	For further information, please contact: Lucy Becker Vice President, Public Affairs[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-02-19 11:06:05 Business Financial regulation Investment Industry Regulatory Organization of Canada Securities Financial adviser Financial Advisor Financial economics Investment Finance
276	Guide to IIROC Categories This Guide is available for downloading in both English and French, from the Registration Guide section of IIROC’s web site (www.iiroc.ca). Please also refer to the instructions in the Guide Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-07-03 13:16:37 Russian passport Passport Financial system Finance Investment Financial economics Futures contract Investment Industry Regulatory Organization of Canada
277	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-28 13:16:03 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
278	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-08-07 12:51:06 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Finance Investment Self-regulatory organizations Securities Financial regulation
279	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Media Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-08-07 12:51:05 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
280	Notice of Hearing: In the Matter of Marc McQuillen Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-08-19 10:19:27 Securities Ontario Securities Commission United States Securities and Exchange Commission Financial system Securities Act Financial economics Financial regulation United States securities law Investment Industry Regulatory Organization of Canada

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